Documents
Business Terms and Conditions for Providing Secure Access to Data
When investing in unit certificates of funds managed by IAD, the Investor enters into a contractual relationship with IAD on the basis of Investor registration form and issue of participation certificates (hereinafter the “Investor registration form”), General Terms and Conditions (SK), Data Processing and Security Terms (SK), Common Operating Rules (SK) and the IAD Price List (SK). Investments in funds are governed by the Statutes of funds and Sales prospectuses for funds in which the Investor will invest..
Forms
In this section you will find forms for investing in funds, savings programs and for IAD ONLINE Approach. These forms are intended for Slovak investors. For investors registered on the basis of the distribution of participation unit certificates in the Czech Republic, the forms are available at https://www.iad.sk/cs/dokumenty/
Fund investment forms
Investor registration form and issuance of participation certificates (SK)
The form is used for registration of a new Investor who is obliged to provide, together with the Investor registration form, documents necessary for identification of the Investor as well as of every natural person acting on behalf of the Investor and their verification pursuant to Article B. 2.9 General Terms and Conditions (SK).
Below you will find a list of necessary documents from the Investor, who is required to deliver the individual documents with the Investor registration form to the IAD headquarters whereas IAD may also request other identity verification documents:
- Natural person:
- Minor natural person:
- Natural person and entrepreneur
- Legal entity and business company or cooperative:
- An association of natural or legal persons
- Investor represented by a proxy holder -
- U. S. Resident -
- Politically Exposed Person - for a detailed definition of the term, see: Who is a Politically Exposed Person (SK)
The investor is obliged to deliver the Shareholder registration form with the relevant documents to the IAD's headquarters. The form consists of 4 pages. The Investor's signature on the Shareholder registration form shall be verified by IAD or by the Intermediary that accepts the Shareholder registration form (written with the Investor), otherwise the Investor's signature on the Shareholder registration form must be officially verified.
Disposition rights (SK)
The form shall be attached to the Shareholder registration form in the case of an underaged client, legal entity, or proxy.
The form shall be completed by the Investor if:
- the Investor notifies IAD of the natural person authorized (the power of attorney) to dispose of Investor's unit certificates on behalf of the Investor on its behalf, including requesting their redemption, the manner and its specimen signature; if the Investor has granted authorization (power of attorney) to several natural persons, IAD must at the same time notify whether they must act jointly or each may act independently,
- an investor that is a legal entity notifies IAD of the natural persons authorized to act on behalf of the Investor as statutory bodies or members of the statutory body of the Investor and their specimen signatures,
- an investor who is underage or has no legal capacity notifies IAD of the natural person authorized to act on behalf of the Investor as the Investor's legal representative and its specimen signature.
The Signature of the Investor must be verified by IAD or by the Intermediary who accepts the Disposition Rights (written with the Investor); the Intermediary shall be entitled to verify the Investor's signature on the Disposition Rights form only if he simultaneously accepts (written with the Investor) the first Investor's Application for Registration. Otherwise, the investor's Signature on the Disposition Rights form must be verified officially.
The investor may at any time change or cancel the Disposition Rights. The Investor makes and submits the change or cancellation of the Disposition Rights to the IAD in writing via the Service Request Form. The investor's signature on such a Service Request form must be verified by the IAD, otherwise the Investor's signature on the Service Request form must be officially verified.
Application for Redemption of Unit certificates (EN)
Using the Request for Redemption Form, the Investor may request the redemption of Unit certificates upon application for: :
- redemption of unit certificates from the investor´s assets
- redemption of unit certificates of one mutual fund connected with subsequent issue of unit certificates of another mutual fund (“Transfer between mutual funds”)
The Investor's signature on the Request for Redemption of Unit certificates or on the Service request form made and filed by the Investor shall be verified by the IAD in writing, otherwise the Investor's signature on such Request for Redemption of Unit certificates or on the Service Request Form shall be officially verified.
The Investor shall, together with the Application for the Redemption of Unit certificates or the Fund transfer form, provide IAD with the documents necessary for the identification and verification of the person and their verification pursuant to Article B. 2.9 General Terms and Conditions (SK).
Service Request form (SK)
The form is used for reporting changes of: personal or identification data, shareholder, broker or intermediary, email address for online communication, phone number and for the establishment of Regular Redemption of Units.
By means of this form, the Investor can apply for:
- Change of investor data
- Change of Intermediary
- Regular redemption of Units
- Disposition rights
Forms for the Profit, Top Life, VIP, Istota Invest and Junior Invest Saving Programs
IAD ONLINE
Requests for IAD ONLINE access and consent to provide information by electronic means (SK)
The form must be delivered to IAD headquarters. If the investor's signature is not verified by IAD, the authenticity of the signature must be verified officially. The financial agent can verify the signature of the Investor only if the Investor makes a request to the IAD for New access data for IAD ONLINE or Consent to the information by electronic means.
By means of this form, the Investor can submit the following applications:
- Request to create Secure Access to IAD ONLINE
- Request to change the Secure Access to IAD ONLINE
- Request to Unblock Secure Access to IAD ONLINE
Report on the results of merged mutual funds
The Bond Dynamic mutual fund
merged with
1. PF Slnko
mutual fund.
The EURO Cash mutual fund
merged with
EURO Bond
mutual fund.
The KD Prosperita mutual fund
merged with
the KD RUSSIA
mutual fund.
The Optimal mutual
fund merged with the
the Growth Opportunities mutual fund.
The Kapital mutual
fund merged with
the Growth Opportunities mutual fund
The CREO mutual fund
merged with
the Growth Opportunities mutual fund